资本市场词汇
固定收益投资 fixed-income investment
可转让 negotiable
不可转让 nonnegotiable
违约 default
信用风险补差 credit spread
循环贷款承诺 revolver
非循环贷款承诺 nonrevolving loan commitment
浮动利率 floating rates
基准利率 benchmark rate
短期国债 treasury bills
中期国债 treasury notes
长期国债 Treasury bonds
上限 cap
下限 floor
项圈式浮动利率贷款 collared floating-rate loan
贷款契约 loan covenants
租赁 lease
出租方 lessor
承租方 lessee
杠杆租赁 leveraged lease
直接租赁 direct lease
售后回租 sale and leaseback
债券 bonds
约束条款 bonding covenants
息票利率 coupon rate
优先债券 senior bonds
次级债券 junior bonds
从属要求权 subordinated claims
担保债券 secured bond
抵押债券 mortgage bond
抵押信托债券 collateral trust bond
设备信托债券 equipment trust certificate
信用债券 debenture
净营运资本 net working capital
已获利息倍数 interest coverage ratio
偿债基金条款 sinking fund provision
约束机制 bonding mechanism
转换价格 conversion price
转换溢价 conversion premium
毒药回售债券 poison put bond
杠杆收购 leveraged buyout
杠杆化资本重组 leveraged recapitalization
附息债券 straight-coupon bond
气球式付款balloon payment
上市费 listing fees
承销 firm commitment offering
代销 best-efforts offering
议价发行 negotiated offering
竞价发行 competitive offering
架式发行 shelf offering
认股权证发行 right offering
备用承销商制 standby basis
认股价格 subscription price
直接发行 direct issuance
主银行 hausbank
管理董事会 management board
监管董事会 supervisory
外部董事 outside director
交叉持股 cross-holding
财阀 keiretsus
金融大爆炸 the big bang
清算银行 clearing bank
商人银行 merchant bank
累计投标询价发行 offer for sale by tender
证券化 securitization
金融中介 financial intermediaries
资本市场 capital markets
债务 debt
股本 equity
证券 securities
注册证券 registered securities
证券交易委员会(SEC) Securities and Exchange Commission
一级市场 primary issue
二级市场 secondary markets
私募 private placement
内幕信息 inside information
发行承销商 under writer
承销团 under writing syndicate
招股说明书 prospectus
冷静期 cooling off period
勤勉尽责 due diligence
全能银行 uinversal banking
做市 market making
交易商 dealer
批发价/买入价 wholesale/bid
零售价/卖出价 retail/sak
买卖价差 bid-ask spread
自营业务 proprietary trading
发起 origination
销售 distribution
承担风险 risk bearing
公平职业规则 Rules of Fair Practice
承销价差 underwriting spread
超额配售选择权 overallotment option
首次公开发行（IPO） initial public offering
增发(SEO) seasoned orffering
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